Compliance Manager

26-03-2021 05:01 PM
An international Law Firm is seeking a Compliance Manager to oversee their conflicts and new business intake process, act as an escalation point for all queries, and manage, train and mentor a team of Conflicts Advisors.

The role will also involve:
  • Managing the review and analysis of conflict searches
  • Managing conflicts for new lateral hires, outside business interest and share dealing
  • Acting as a subject matter expert on conflicts procedures and policies
  • Drafting conflict waivers
  • Developing and maintaining conflict checking systems
  • Implementing the firm’s Compliance Framework and Annual Compliance Plan
  • Tracking KPIs
  • Contribute to projects improving firm-wide compliance knowledge
  • Reviewing engagement terms
  • Assisting with the management of complaints
  • Promoting best practice in risk
  • Conducting quality reviews
  • Assisting with data protection matters

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