Compliance Assistant

Permanent
Bristol/Hybrid
Gloucestershire
Up to £25,000
Compliance Assistant
24-11-2021 04:05 PM
A‌ ‌Top‌ ‌50‌ ‌UK‌ ‌Leading‌ ‌Law‌ ‌Firm‌ ‌with‌ ‌offices‌ ‌in‌ ‌Bristol‌ ‌is‌ ‌looking‌ ‌for‌ ‌a‌ ‌Compliance‌ ‌Assistant‌ ‌to‌ ‌join‌ ‌their‌ ‌Risk‌ ‌&‌ ‌Compliance‌ ‌department.‌ ‌This‌ ‌employee‌ ‌would‌ ‌be‌ ‌working‌ ‌across‌ ‌the‌ ‌whole‌ ‌firm‌ ‌so‌ ‌expect‌ ‌a‌ ‌variety‌ ‌of‌ ‌responsibilities‌ ‌and‌ ‌varied‌ ‌tasks‌ ‌day‌-to‌-day.‌ ‌You will also need to be a confident individual as you'll be expected to work collaboratively with and build relationships with lawyers and other key stakeholders across the business.

A‌ ‌candidate‌ ‌with‌ ‌law‌ ‌firm‌ ‌experience‌ ‌is‌ ‌preferable,‌ ‌ideally‌ ‌within‌ ‌a‌ ‌risk‌ ‌and‌ ‌compliance‌ ‌department.‌ ‌

‌Some of the ‌responsibilities‌ ‌of‌ ‌this‌ ‌role‌ ‌will be:‌ ‌
  • ‌Client‌ ‌Due‌ ‌Diligence‌ ‌
  • Undertaking‌ ‌regular‌ ‌data‌ ‌cleanses‌ ‌to‌ ‌make‌ ‌sure‌ ‌client‌ ‌and‌ ‌matter‌ ‌information‌ ‌is‌ ‌up‌ ‌to‌ ‌date
  • Working towards firm set service level agreements
  • Know‌ ‌Your‌ ‌Client‌ ‌checks‌ ‌
  • Anti-Money‌ ‌laundering‌ ‌checks‌ ‌
  • The‌ ‌undertaking‌ ‌of‌ ‌Conflicts‌ ‌checks‌ ‌
  • Passing‌ ‌on‌ ‌a‌ ‌conflict‌ ‌once‌ ‌it's ‌established‌ ‌along‌ ‌to‌ ‌the‌ ‌Onboarding‌ ‌Supervisor‌ ‌or‌ ‌the‌ ‌Risk‌ ‌Team‌ ‌
  • Keeping up to date with relevant rules and regulations
  • Having knowledge of the SRA Code of Conduct
This‌ ‌is‌ ‌a‌ ‌permanent‌ ‌role‌ ‌but‌ ‌they‌ ‌will‌ ‌also‌ ‌consider‌ ‌a‌ ‌12‌ ‌month‌ ‌FTC,‌ ‌so‌ ‌future‌ ‌trainees‌ ‌can‌ ‌also‌ ‌be‌ ‌considered!‌ ‌ 

This‌ ‌is‌ ‌not‌ ‌a‌ ‌remote‌ ‌working‌ ‌role‌ ‌so‌ ‌expect‌ ‌to‌ ‌be‌ ‌in‌ ‌the‌ ‌office‌ ‌2-3‌ ‌days‌ ‌a‌ ‌week‌.

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