This candidate is an experienced and highly capable legal risk and compliance professional with a strong background in regulatory investigations, advisory work, and policy development. With a foundation built in regulatory enforcement and progressed into strategic in-house roles, this individual brings a nuanced understanding of both regulatory expectations and law firm operational risk.

Currently working within the General Counsel team of a leading top 50 UK law firm, this individual plays a key role in delivering risk-based legal and regulatory advice across the business. Responsibilities include managing the firm’s relationship with the primary legal regulator, handling regulatory investigations, and leading on drafting and implementing internal risk and compliance policies. This role also involves developing and delivering bespoke training for internal teams and business areas, tailored to specific risk exposures.

Key Competencies:

• In-depth knowledge of SRA Standards and Regulations, including conduct, accounts and enforcement rules
• Skilled in managing complex regulatory investigations and responses
• Proven experience drafting clear, strategic policies, guidance and risk assessments
• Strong track record delivering tailored compliance training across multiple business functions
• Experienced in stakeholder engagement at senior leadership level
• Ability to identify and mitigate operational and regulatory risks in a legal services environment
• Confident advising on regulatory queries and interpreting professional obligations for legal professionals
• Analytical, detail-focused, and experienced with high-profile or sensitive matters

Legal Experience:

Regulatory Specialist | Top 50 UK Law Firm | 1.5 years
Investigation Officer | Legal Services Regulator | 4 years
Claims Validation Technician | Financial Services Organisation | 2.5 years
Senior Claims Handler (Fraud) | Financial Services Organisation | 5 years

Education & Qualifications:

Accredited Counter Fraud Technician | Training Provider
Cert CII Qualified | Professional Training Body
LLB (Hons) Law with Marketing | University

If you're seeking legal risk and compliance professionals with a proven regulatory background and practical in-house experience, get in touch to learn more about the calibre of candidates we work with.