Risk & Compliance Advisor

Desired work region:Greater London, Hong Kong, South Yorkshire
Sector:-
Ref:3958
Scroll

About Profile

This candidate is a Conflicts of Interest expert with over 5+ years of experience working within a range of different law firms including International and National firms.

They are extremely well-spoken, confident, and intelligent. They would be able to really hit the ground running due to their previous experience managing more junior team members within their current role.

 

Experience


Conflicts Advisor | Top 30 International Law Firm | 2021 - Present

Supervising 2 trainees and 2 conflicts assistants, this involves functional line management, as well as more technical matter management in regards to approving Intapp requests and being a general point of escalation for day to day matters.
Conflicts Advisor reasonable for conducting and analysing matter approvals using Intapp Open, while acting as a direct point of escalation for fee earners providing guidance in relation to conflicts, confidentiality, AML/KYC/CDD and sanction related queries.
Developing, drafting, and updating firm-wide and internal risk policies and procedures.
Designing and delivering one to one risk training for new fee earners across the firm's international offices, while developing a stronger dialog between the risk team and wider practice groups.
Reporting daily statics to senior stakeholders, identifying possible trends, and providing applicable solutions.
Auditing, supervising and training junior team members within the wider risk team.
Regularly attending meetings with senior risk lawyers to develop and implement new methods of managing risk while ensuring
efficiency.
• Recently led a joint client procedure project which resulted in the shorting of the firm's joint client matter opening times.

Conflicts Analyst | Top 30 International Law Firm | 2019 - 2021

Conflicts Analyst responsible for maintaining internal compliance with the SRA code of conduct, conducting conflict searches using Intapp Open combined with oversight of matter level compliance in line with AML and sanctions regulations.
Responsible for managing a caseload originating from variety of practice groups, in line with individual and team performance metrics whilst supporting fee earners throughout the matter opening process.
Advised on the continuous improvement of departmental policy, in particular the implementation of a system for the urgent escalation of requests from offices in differing time zones.

 
Education

LLB Hons (Law)

More candidates I am representing

View All

Head of Risk & Compliance

£100,000+
This experienced and highly capable legal risk and compliance professional brings over a decade of post-qualification experience, with particular expertise in regulatory frameworks, compliance oversight, and embedding best practice within legal services. With a career dedicated to improving operational resilience and driving a culture of proactive compliance, this individual is ideally suited to senior risk and compliance positions within modern law firms.

Practice Manager

£65,000+
This candidate is a seasoned risk and compliance professional with an impressive track record of over 15 years in the legal sector. With a strong background in practice management, they bring a unique blend of operational expertise and compliance leadership across multi-office law firm environment

Regulatory Specialist

£53,000+
This candidate is an experienced and highly capable legal risk and compliance professional with a strong background in regulatory investigations, advisory work, and policy development. With a foundation built in regulatory enforcement and progressed into strategic in-house roles, this individual brings a nuanced understanding of both regulatory expectations and law firm operational risk.

Information Security Analyst

£30,000+
This candidate is a highly capable and technically skilled information security professional with a strong track record in legal risk and compliance, particularly in law firm environments. With a background in computer science and cybersecurity, this individual brings a detailed, process-driven approach to improving firm-wide information security, managing risk registers, conducting internal audits, and supporting ISO27001 compliance.