This candidate is a highly capable and fast-developing legal professional with a growing track record in law firm risk and compliance. With experience supporting risk frameworks at a top 100 UK law firm, this individual has demonstrated a strong understanding of regulatory requirements, particularly in the context of client onboarding, financial crime compliance, and matter risk assessments. Currently undertaking postgraduate legal training, the candidate combines academic rigour with hands-on compliance expertise.

In their current position as a Risk & Compliance Assistant at a top 100 UK law firm, the candidate plays an active role in day-to-day compliance operations. Responsibilities span across client due diligence, conflict checking, and risk assessment reviews. They also deliver training to new joiners, support system upgrades, and engage with enhanced due diligence for high-risk clients and matters. Their work involves the use of multiple compliance platforms and requires regular engagement with internal stakeholders across departments.

Key Competencies:

• Strong understanding of anti-money laundering regulations and client due diligence processes
• Experience in conflict of interest analysis and risk-based client assessments
• Proficient in using compliance databases including SmartSearch, Thirdfort, and Experian
• Skilled in investigating residual client balances in line with the SRA Accounts Rules
• Delivers training and inductions to new staff on compliance and onboarding procedures
• Supports system implementation and operational improvements within compliance frameworks
• Familiarity with financial risk indicators such as UBO structures and credit checks
• Contributes to wider legal support tasks, including research and client care in criminal matters

Legal Experience:

Risk and Compliance Assistant | Top 100 UK Law Firm | 9 months
Criminal Paralegal | Top 100 UK Law Firm | 6 months

Education & Qualifications:

Master of Arts in Law | University
Bachelor of Science (Hons) Politics and International Relations | University

If you’re looking for high-potential candidates with hands-on experience in law firm compliance, get in touch to discuss profiles like this one.