Risk & Compliance Manager

up to £85000
10-07-2024 02:24 PM

Have you got experience in law firm risk and compliance?

Do you want to be responsible for all things AML and compliance in a well-respected law firm?

Can you commute to South-East London (on a hybrid basis)?

If you have answered 'yes' to the above, then we could be recruiting your next, new job!

We are looking for a Risk and Compliance Manager to join a prominent firm in South East London. Within this role, you will be leading a small team of juniors in their day-to-day tasks, whilst taking on the responsibility of being the trusted advisor to the firm, in relation to; policies and procedures, SRA rules and regulations, data protection issues and instilling a positive compliance culture across the business.

Some of the duties and responsibilities will include:

  • Offer guidance on compliance regarding policies and procedures
  • Lead core compliance functions
  • Aid in the development of AML policies, systems and procedures
  • Monitor departmental risks and escalate where needed
  • Assist with potential compliance breaches
  • Oversee professional negligence matters
  • Renew practising certificates and accreditation
  • Liaise with Senior members of staff to address GDPR concerns (data protection, conflicts of interest, data deletion, etc)
  • Complete and assess audits
  • Maintain policies and procedures in adherence to terms of business

This role would be perfectly suited to someone who may be working in a large city firm, looking for a different type of opportunity; or perhaps, a qualified lawyer with compliance experience - interested in exploring in-house opportunities.

If interested, please submit your CV for consideration. Thank you.

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