Compliance Officer

We are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team.

In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet their professional and regulatory obligations.

The firm is looking for individuals with proven experience in one or more areas of legal compliance, including AML, SRA Accounts Rules, Data Protection and GDPR, SRA Authorisation and Investigations, Immigration Advice Authority (IAA) compliance, or BSB Authorisation.

Your responsibilities may include:
Providing tailored advice and guidance on AML compliance, including LSAG application, CDD, EDD, and Regulation 21 audits
Advising firms on SRA Accounts Rules compliance and assisting with rectifying breaches
Conducting data protection audits, advising on GDPR compliance, and supporting firms in managing data breaches
Preparing and submitting SRA applications, including ABS and Recognised Body applications
Supporting firms through SRA or IAA investigations and liaising with regulators where required
Delivering training on AML, SRA Accounts Rules, and Data Protection best practices
Assisting with complaint handling and advising on escalation processes

The ideal candidates will have excellent communication skills, technical knowledge, and a proactive approach to problem-solving. You’ll enjoy variety in your work and be confident managing multiple client relationships while maintaining a high standard of accuracy and professionalism.

If you’re looking to take the next step in your compliance career, apply today or contact us for a confidential discussion.

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